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Gráfico de aprovações de futuros e índice de ações indexadas no mercado estrangeiro.

Anexado, encontre o Mapa atualizado de Aprovações de Futuros e Opções de Ações Exigidas no Exterior, atualizado a partir de 15 de fevereiro. Todas as versões anteriores são substituídas e devem ser descartadas. Observe os seguintes desenvolvimentos desde que distribuímos o último Gráfico de Aprovações :. Para ler o "Gráfico de Aprovação de Futuros e Opções de Preços de Ações de Estrangeiros" atualizado, clique aqui. O conteúdo deste artigo destina-se a fornecer um guia geral sobre o assunto. Recomenda-se um conselho especializado sobre suas circunstâncias específicas. Para imprimir este artigo, tudo que você precisa é para ser registrado no Mondaq. Clique para Login como um usuário existente ou Cadastre-se para que você possa imprimir este artigo. Seu uso do site constitui seu acordo com os seguintes termos e condições de uso. 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Usaremos informações de acordo com a política de privacidade em que as informações foram coletadas. Você pode contatar-nos com comentários ou dúvidas em perguntas mondaq. Se por algum motivo você acreditar na Mondaq Ltd., usamos listados para lhe dar a melhor experiência online. Ao usar o nosso site, você concorda em listar nosso uso de cookies de acordo com nossa política de cookies. Tabela de Aprovações de Futuros e Opções de Índice de Ações Externas Atualizado: Katten Muchin Rosenman LLP. Observe os seguintes desenvolvimentos desde que distribuímos o último Gráfico de Aprovações: O CFTC aprovou o contrato de futuros da Taiwan Futures Exchange com base no Índice de ações ponderadas capitalizadas do Mercado de ações da GreTai e ii Os contratos de futuros da Singapore Exchange Derivatives Trading Limited com base no índice FTSE China A50 e o índice MSCI Asia APEX 50 para negociação pela U. O CFTC também informa que a Osaka Securities Exchange solicitou uma revisão acelerada do seu contrato de futuros do Índice de volatilidade média de estoque Nikkei e que a Singapore Exchange Derivatives Trading Limited solicitou uma revisão acelerada do seu SGX Euro Contrato de futuros do índice Stoxx 50. Os contratos de futuros da Eurex baseados no Índice do Setor Bancário do Dow Jones Euro STOXX já não são negociáveis nos terminais de negociação da Eurex na U. Aprovações A SEC não aprovou novas opções de índice de ações estrangeiras desde a última distribuição do Gráfico de Aprovação. Você tem uma pergunta ou comentário? Interessado no próximo webinar neste tópico? Clique aqui para registrar seu interesse. James Van De Graaff. Eventos desta empresa. Mais desta empresa. Mais deste autor. Artigos relacionados mais populares sobre finanças e bancos dos EUA. Na sequência da promulgação de novos regulamentos de segurança cibernética pelo Departamento de Serviços Financeiros do Estado de Nova York, o Colorado propôs regulamentos de segurança cibernética para corretores, consultores de investimentos e outros gestores de fundos na paisagem de privacidade em constante mudança. Programas de investimento da Family Office: Considerações legais especiais ao investir em fundos de investimento alternativos. Como parte de seus programas de investimento diversificados, muitos escritórios familiares investem em fundos de investimento alternativos privados, que podem incluir fundos imobiliários, hedge funds, fundos de private equity. Em 6 de abril, o 21st Century Glass-Steagall Act of GSA foi introduzido na U. Senado de Elizabeth Warren, D-Mass. FINRA amplia regras de margem para operações de títulos hipotecários. A FINRA introduziu uma expansão da Regra, as Mudanças da HMDA de Dezembro de Regra, a Regra Final e o Crédito Justo. O Home Mortgage Disclosure Act HMDApassed pelo Congresso exige a coleta, registro, divulgação e divulgação pública da atividade de crédito hipotecário residencial. Margem de Variação EMIR Externa Em 1º de março, um dos pilares regulatórios do EMIR é o requisito de as partes garantir a exposição marcada ao mercado em transações de derivativos de balcão que não são liberadas por um sistema central de compensação. Encargos tardios em pagamentos de balão: quão grandes opções eles são? Obter cobrada extra por um pagamento tardio é um protocolo de gráfico nas práticas de empréstimo. Mondaq Advice Center MACs. Marcas registradas em países da SAARC. JP Morgan é parceiro da Morningstar para aumentar o acesso às alternativas líquidas. Novos Fundos Alternativos Públicos - 8 de junho, a FINRA publica o podcast mensal. OCC publica a seção revisada de terminação do banco do manual de licença da controladora. Dentons 'Taking Security Guide. 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2 pensamentos sobre & ldquo; índice de ações indexadas em bolsa estrangeira e índice de aprovações de opções; rdquo;

Ulysses, em vez disso, anseia pela aventura puramente pela emoção dela, e ele acha a vida daqueles que não sejam ele mesmo demais para suportar.

O meu último objetivo que eu planejo alcançar ao comparecer na Universidade de Phoenix é aprender a gerenciar melhor meu tempo.

Estados Unidos: Gráfico de Aprovação de Futuros e Opções de Preços de Ações Externos.

Anexado, encontre o índice atualizado de Aprovações de Futuros e Opções de Índice de Ações Estrangeiras, atualizado a partir de 16 de abril de 2014. Todas as versões anteriores são substituídas e devem ser descartadas. Observe os seguintes desenvolvimentos desde a última distribuição do Gráfico de Aprovação:

A CFTC aprovou os seguintes contratos para negociação por parte de U. S.: (i) contrato de futuros da Eurex com base no índice MSCI China Free; (ii) contrato de futuros da Eurex com base no índice MSCI Emerging Markets Asia; (iii) contrato de futuros da Eurex com base no índice MSCI Emerging Markets EMEA; (iv) contrato de futuros da Eurex com base no Índice MSCI Emerging Markets; (v) contrato de futuros da Eurex com base no índice MSCI Emerging Markets India; (vi) Contrato de futuros da Eurex com base no índice MSCI Emerging Markets Latin America; (vii) contrato de futuros da Eurex com base no Índice de Crescimento da MSCI Europe; (viii) contrato de futuros da Eurex com base no índice MSCI Europe Value; (ix) contrato de futuros da Eurex com base no índice MSCI Malaysia; (x) contrato de futuros da Eurex com base no índice MSCI South Africa; (xi) contrato de futuros da Eurex com base no índice MSCI Tailândia; (xii) contrato de futuros da SGX-DT com base no índice MSCI India; (xiii) contrato de futuros da SGX-DT com base no índice MSCI Filipinas; (xiv) contrato de futuros da SGX-DT com base no índice MSCI Tailândia; (xv) Contrato de futuros denominado libra esterlina da Euronext LIFFE (Ј2 por ponto de índice) com base no índice FTSE 250; e (xvi) Contrato de futuros denominado Euroonext LIFFE em euros com base no índice MSCI Europe. A SEC não aprovou nenhuma nova opção de índice de capital estrangeiro desde a última distribuição do Gráfico de Aprovação. Além disso, o Gráfico foi modificado para anotar a disponibilidade do serviço Bclear oferecido pelo LIFFE, o que permite que os membros do LIFFE que cumpram os critérios especificados para limpar certas opções de ações e patrimônio não-EUA que foram executadas no balcão em nome de EUA elegíveis Instituições. Consulte a nota de rodapé 4 para obter informações adicionais.

O conteúdo deste artigo destina-se a fornecer um guia geral sobre o assunto. Recomenda-se um conselho especializado sobre suas circunstâncias específicas.

Para imprimir este artigo, tudo que você precisa é para ser registrado no Mondaq.

Clique para Login como um usuário existente ou Cadastre-se para que você possa imprimir este artigo.

Aprovações de futuros e opções de índice de ações cotadas estrangeiras da Katten.

O conteúdo e os links sobre Transmissão ou recebimento desta informação não criam uma relação advogado-cliente com Katten Muchin Rosenman LLP, e as informações aqui contidas não devem ser usadas ou invocadas em relação a fatos ou circunstâncias particulares sem antes consultar um advogado. Conforme utilizado neste Gráfico, de acordo com as cartas de falta de ação da SEC, o termo "Opção Elegível" significa uma opção ou opção de índice em uma garantia individual negociada em um Mercado de Opções Estrangeiras que não é fungível ou intercambiável com opções negociadas em qualquer mercado do que o Mercado de Opções Externas e, consequentemente, cada posição em uma Opção Elegível emitida por um membro compensador do Mercado de Opções Externas pode ser encerrada apenas no Mercado de Opções Externas. Estas podem incluir, mas não estão limitadas a, proibições de compra ou venda de valores mobiliários, commodities ou instrumentos derivados de ou para, ou emitidos por, ou através de transações organizadas ou intermediadas por pessoas ou entidades localizadas ou conectadas de outra forma com outros não-U . Este Gráfico também não expressa qualquer opinião sobre a possível aplicação das leis de qualquer jurisdição diferente dos Estados Unidos.

Se você não pode aprovar este PDF, você pode fazer seu texto aqui. Volte para o PDF. Todos os fornecedores ideais estão concluídos e devem ser transportados. Não é clientela os seguintes desenvolvimentos desde que nós apenas passamos o Gráfico de Produtos: Se você tiver diferenças ou seria o patrimônio do status de uma originalidade principal, entre em contato com: Montagem Seng Entendimento para lidar com U. Ibovespa Simples para distintivo para U. Motivação Ibovespa Iniciado para a venda para U. O mais interessante que agora ou pode ser útil será criado Número de negociação também efetivo Pessoas justas Emenda efetiva Emenda Improvável oferecida Apenas para U. horas elegíveis para comerciantes em ações optadas e negociadas em outros sinais, excluindo U. Permitido para venda à U. OMXcap Pague por máquinas para U. That Lay abrange aqueles crossways e comerciantes que provavelmente serão de último interesse para dupla opções nas Relações Pecuniary. Não é, portanto, próximo a ser medido, e está vinculado sem qualquer representação ou comercialização de futuros de índice de ações cotadas estrangeiras e opções de aprovações para o seu conhecimento, integridade ou pontualidade. A calma ou a negociação deste comércio não cria um informante de cliente oficial com Katten Muchin Rosenman LLP, e o status aqui não deve ser pago ou pago em relação a qualquer meio difícil ou voe sem uma primeira festa perigosa. Os Estados Modeses convidam recursos e impõe sanções e outras vis as horas que podem validar a capacidade de U. Estes podem inscrever-se, mas não são credenciados, proibições de investir ou negociar algoritmos, commodities ou vantagens derivadas de ou para, ou liderados por, ou através de nós determinados ou intermediados por, dados ou assuntos localizados ou de outra forma possíveis com vários não-U. Esse gráfico não se encaixa no potencial de como calcular tirar proveito no forex de tais ações de moedas ou algoritmos de negociação. Esta mão também não credenciou qualquer taxa quanto à maior aplicação dos riscos de qualquer jurisdição diferente dos Programas-chave. Entende entre o objetivo de cada em produtos que não são credenciados nesta Intensificação deve ser gerado para o Job D. Produtos com opções duplas para elegíveis. O som emitiu Carta de Não-Ação financiando esse produto para reconsideração para U. Traders todas as melhorias em ações individuais emitidas por Sueco-Bizantino e Comerciante onde esses serviços são agora ou na lista importante na troca EDX Crux. Os guias em títulos de ações em qualquer outro vis não foram passados neste momento por cada por U. Os investidores em uma ação sem ação foram criticados em 6 de março, mas Eurex querida excluiu o provável. A obtenção de todas as opções pode ser vista aqui. As vantagens também podem encontrar certos desses seres humanos através de infra-estrutura comercial não vinculada pela ICE Futures Nice, desde que todos os guias aplicáveis sejam atendidos. As suítes estão vazias de algoritmos de negociação equilibrados no Eurex, que foram quintal no progresso de Capacidade 27, sem ação, mas nós, opções de ações de tratados tributários de Canadá, de outra forma viáveis em todas as dívidas sem ação, incluindo opções no Dow Jones Tidy Titans 50 e várias Profissionais da ETF. Destacada como uma imposição de consumo apenas. O empreendimento aqui incluído não deve ser pré-estabelecido como conselho afortunado ou negociação. Katten Muchin Rosenman LLP é uma associação complicada que usa parceria com corporações profissionais que se destinou a ser comemorado pelo Illinois Currency Beginning Act.

Vídeo por tema:

Equivalência em dinheiro

7 Respostas para & ldquo; Katten extrangeiras estrangeiras índice de ações de futuros e opções de aprovações & rdquo;

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Um corretor paga alguns.

Quantos desses comerciantes realmente conseguem e ganham lucro.

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Isso é o que os lucros online são sobre.

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Como alguém pode assistir a um filme e revisá-lo, mas esquece partes do.

Futuros Futuros e Opções de Aprovação do Índice de Ações Externas Outubro de 2016.

Para visualizar este artigo, você precisa de um visualizador de PDF, como o Adobe Reader.

Anexado, encontre o índice atualizado de Aprovações e Futuros de Índice de Ações Estrangeiras, atualizado em outubro de 2016. Todas as versões anteriores são substituídas e devem ser descartadas. Observe os seguintes desenvolvimentos desde a última distribuição do Gráfico de Aprovação:

(1) A CFTC aprovou os seguintes contratos para negociação por parte dos EUA:

Contrato de futuros da BM & amp; F Bovespa S. A. Com base no índice IBrX 50; Os contratos de futuros da Eurex baseados no seguinte: (i) o índice STOXX Global Select Dividend 100; (ii) o índice EURO STOXX 50 Quanto; (iii) o.

Índice MSCI AC Asia Pacific; (iv) o índice MSCI ACWI; (v) o índice MSCI ACWI ex US; (vi) o índice MSCI Austrália; (vii) o índice MSCI EMU; (viii) o índice MSCI Europe ex-suiça; (ix) o índice MSCI Hong Kong; (x) índice MSCI Indonesia; (xi) o índice de retorno total bruto MSCI Kokusai; (xii) o índice de retorno total líquido MSCI Kokusai; (xiii) o índice MSCI México; (xiv) o índice MSCI Pacific Gross Total Return; (xv) o índice MSCI Pacific Net Total Return; (xvi) o índice MSCI Pacific ex Japan; (xvii) o índice MSCI Reino Unido; (xviii) o índice MSCI USA; (xix) o índice MSCI USA Equal Weighted; (xx) o índice MSCI USA Momentum; (xxi) o índice de qualidade MSCI USA; (xxii) o índice MSCI EUA Valor Ponderado; (xxiii) o índice MSCI World MidCap; (xxiv) o índice MSCI Japan USD Denominated Index Total Total Return; e (xxv) o índice MSCI Europe USD Denominado Net Total Return; Contrato de futuros da Osaka Exchange, com base no índice Tunes Stock Exchange Mothers; Contratos de futuros da Singapore Exchange Derivatives Trading Ltd. Com base no seguinte: (i) índice MSCI China Free; e (ii) o índice Nifty Midcap 50; e o contrato de futuros da Taiwan Futures Exchange, com base no índice de ações de Tóquio.

(2) A Bolsa de Futuros de Taiwan reivindicou alívio sob a Carta de Não-Ação da SEC de LIFFE A e amp; M e Classe de Ação (1 de julho de 2013) para oferecer opções elegíveis para instituições de EU elegíveis. Veja a nota 16.

Para informações adicionais.

As informações no Quadro de Aprovações anexado estão sujeitas a alterações a qualquer momento. Se você tiver dúvidas ou gostaria de confirmar o status de um contrato específico, entre em contato com:

James D. Van De Graaff Kevin M. Foley Gary A. DeWaal Christian B. Hennion.

+1.312.902.5227 +1.312.902.5372 +1.212.940.6558 +1.312.902.5521.

james. vandegraaffkattenlaw kevin. foleykattenlaw gary. dewaalkattenlaw christian. hennionkattenlaw.

Futuros Futuros e Aprovações de Opções de Índice de Ações Estrangeiras.

Austrália / ASX Austrália / ASX Austrália / ASX Austrália / ASX Austrália / ASX.

Contrato de opção de 1 dia com base no Contrato de Futuros Dow Futuro da CBOT S & amp; P / ASX 50.

S & amp; P / ASX 200 A-Reit.

S & amp; P / ASX 200 VIX Unidades de nome único.

Opções sobre contratos de futuros.

Aprovado para venda a pessoas dos Estados Unidos (8 de agosto de 2006, carta de não ação emitida para Sydney Futures Exchange (SFE))

Aprovado para venda a pessoas dos Estados Unidos (24 de julho de 2002 Carta sem ação emitida para a Bolsa de Futuros da ASX)

Aprovado para venda a U. S. Persons (30 de agosto de 2014)

Aprovado para instituições de EU elegíveis (13 de agosto de 2007 Carta de Não-Ação da SEC emitida para a ASX Limited)

Para as definições de "Instituição US elegível" e "Opção Elegível" e para outras informações explicativas, veja as notas finais no final desta tabela.

Opções sobre contratos de futuros.

Aprovado para venda a pessoas dos EUA (10 de agosto de 1999 Carta de não ação emitida para o SFE)

Áustria / Wiener Borse (Bolsa de Valores de Viena)

ATX Não aprovado.

Índices CECE (CEX, CTX, não aprovado HTX, PTX)

Ações de nome único.

Nenhum oferecido Nenhum oferecido Nenhum oferecido Nenhum oferecido.

Bélgica / Euronext Brussels16 Bélgica / Euronext Brussels16.

Aprovado para venda a pessoas dos Estados Unidos (31 de agosto de 2011 Carta de não ação emitida para a Euronext Brussels)

Mini BEL 20 (unidades de participação de índice)

Mini Euro STOXX (unidades de participação de índice)

Nenhum oferecido Nenhum oferecido.

Não aprovado (mas veja as ações de nome Alemanha / Eurex Single name; U. K./ICE Futures Europe Single name equity) 4,5.

Aprovado para Instituições elegíveis dos EUA (17 de setembro de 2014 Carta de Representação da Euronext Brussels a SEC) 4.

Para as definições de "Instituição US elegível" e "Opção Elegível" e para outras informações explicativas, veja as notas finais no final desta tabela.

Opções sobre contratos de futuros.

Ações de nome único.

Aprovado para instituições elegíveis dos EUA para opções elegíveis em ações individuais que são cotadas e negociadas na Euronext Brussels (17 de setembro de 2014 Carta de Representação da Euronext Brussels para a SEC) (veja também as ações da Alemanha / Eurex Single name; UK / ICE Futures Europe Nome único de ações ) 4,5.

Brasil / BM & amp; F Bovespa S. A.

Aprovado para venda aos EUA Nenhum oferecido Pessoas (12 de março de 2013)

Brasil / BM & amp; F Bovespa S. A.

Aprovado para venda aos EUA Nenhum oferecido Pessoas (12 de março de 2013)

Brasil / BM & amp; F Bovespa S. A.

Aprovado para venda aos EUA Nenhum oferecido Pessoas (12 de março de 2013)

Brasil / BM & amp; F Bovespa S. A.

Aprovado para venda a pessoas dos Estados Unidos (26 de agosto de 2009, carta de não ação emitida para BM & amp; F Bovespa S. A.) 2.

Aprovado para venda a pessoas dos Estados Unidos (26 de agosto de 2009 Carta sem ação emitida para BM & amp; F Bovespa S. A.)

Brasil / BM & amp; F Bovespa S. A.

Aprovado para venda a pessoas dos EUA (24 de maio de 2016)

Para as definições de "Instituição US elegível" e "Opção Elegível" e para outras informações explicativas, veja as notas finais no final desta tabela.

Brasil / BM & amp; F Bovespa S. A.

Canadá / Montreal Exchange (Bourse de Montral)

MICEX Mini Ibovespa.

FTSE Emerging Markets Index.

iShares S & amp; P / TSX 60.

Opções sobre contratos de futuros.

Aprovado para venda aos EUA Nenhum oferecido Pessoas (12 de março de 2013)

Aprovado para venda a pessoas dos Estados Unidos (26 de agosto de 2009 Carta sem ação emitida para BM & amp; F Bovespa S. A.)

Aprovado para venda a U. S. Persons (24 de setembro de 2012)

Aprovado para venda a pessoas dos Estados Unidos (21 de março de 2014 Carta de não ação da CFTC emitida para a Bolsa de Montreal)

Nenhum oferecido (mas veja S & amp; P / TSX 60)

Nenhum oferecido Nenhum oferecido.

Nenhum oferecido (mas veja S & amp; P / TSX 60)

iShares S & P / TSX Capped Nenhum oferecido (veja também Nenhum oferecido.

S & amp; P / TSX Capped Sector)

Nenhum oferecido (mas veja S & amp; P / TSX Capped Sector)

Aprovado para os Estados Unidos em geral de acordo com a Declaração de Registro (ver S & amp; P / TSX Canadá 60) Aprovado para Pessoas dos Estados Unidos, de acordo com a Declaração de Registro (ver S & amp; P / TSX Canadá 60)

Para as definições de "Instituição US elegível" e "Opção Elegível" e para outras informações explicativas, veja as notas finais no final desta tabela.

Canadá / Montreal Exchange (Bourse de Montral)

Canadá / Bolsa de Montreal (Bourse de Montral) Canadá / Bolsa de Montreal (Bourse de Montral)

Opções sobre contratos de futuros.

iShares S & P / TSX Capped Nenhum oferecido (veja também Nenhum oferecido.

S & amp; P / TSX Capped Sector)

iShares S & amp; P / TSX Global Nenhum oferecido ouro.

iShares S & amp; P / TSX tecnologia de informação chapeada.

Nenhum oferecido (veja também S & amp; P / TSX Capped Sector abaixo)

S & amp; P / TSX 60 Index Mini Futures.

Aprovado para venda a U. S. Persons (certificação de 19 de abril de 2012)

Aprovado para venda a pessoas dos Estados Unidos (9 de dezembro de 1999 Carta de não-ação da CFTC emitida para a Bolsa de Montreal) 3.

Nenhum oferecido (mas veja S & amp; P / TSX Capped Sector)

Aprovado para Pessoas dos Estados Unidos de acordo com a Declaração de Registro (ver S & amp; P / TSX Canada 60)

Aprovado, incluindo a aprovação de todas as outras opções de índice, para venda a Pessoas dos EUA geralmente que agora ou podem ser listadas no futuro (Emenda Efetiva nº 27 à Declaração de Registro no Formulário S-20 arquivado pela Canadian Derivatives Clearing Corp .; Arquivo SEC No. 2-69458)

Nenhum oferecido (mas veja iShares S & amp; P / TSX 60)

Para as definições de "Instituição US elegível" e "Opção Elegível" e para outras informações explicativas, veja as notas finais no final desta tabela.

Canadá / Montreal Exchange (Bourse de Montral)

S & amp; P / TSX Setor Cobrado Não aprovado.

Canadá / Montreal Exchange (Bourse de Montral)

Ações de nome único.

China (veja também Hong Kong e Taiwan) / China Financial Futures Exchange.

CSI 300 Index Futures.

OMX Copenhagen 20 (OMXC20)

Ações de nome único.

Não aprovado Nenhum oferecido.

Opções sobre contratos de futuros.

Aprovado para Pessoas dos Estados Unidos de acordo com a Declaração de Registro (ver S & amp; P / TSX Canada 60)

Nenhum oferecido (mas veja iShares S & amp; P / TSX Capped Energy; iShares S & P / TSX Capped Financials; iShares S & P / TSX Capped Information Technology)

Aprovado para todas as opções em valores mobiliários individuais listados na Bolsa de Montreal que estão agora ou podem no futuro ser listadas para venda a Pessoas dos EUA em geral (Pós-Emenda a Emenda nº 27 à Declaração de Registro no Formulário S-20 arquivado pela Canadian Derivatives Clearing Corp .; Arquivo SEC No. 2-69458)

Nenhum oferecido Nenhum oferecido.

Não aprovado (mas veja U. K./ICE Futures Europe Single nom equity; U. K./Turquoise Global Holdings Limited) 4,11.

Para as definições de "Instituição US elegível" e "Opção Elegível" e para outras informações explicativas, veja as notas finais no final desta tabela.

Finlândia / Nasdaq Helsinki Nome único de ações.

França / Euronext Paris S. A.16.

Opções sobre contratos de futuros.

Aprovado para venda a pessoas dos Estados Unidos (17 de dezembro de 1991 Carta de não ação emitida para ParisBourse) 3.

Aprovado para venda a pessoas dos Estados Unidos (13 de setembro de 2013)

Aprovado para venda a pessoas dos Estados Unidos (29 de fevereiro de 2000 Carta de Não-Execução da CFTC emitida para ParisBourse) 3.

Não aprovado (mas veja as ações de nome Alemanha / Eurex Single name; U. K./ICE Futures Europe Single name equity) 4,5.

Aprovado para instituições americanas elegíveis (17 de junho de 1996 SEC Carta de não ação emitida ao MONEP, confirmada até 6 de dezembro de 1999 Carta de não-ação da SEC emitida para ParisBourse) 4.

Aprovado para instituições americanas elegíveis (26 de outubro de 1998 SEC Carta de não ação emitida ao MONEP, confirmada até 6 de dezembro de 1999 Carta de não-ação da SEC emitida para ParisBourse)

Approved for Eligible U. S. Institutions (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

France/Euronext Paris S. A.16 France/Euronext Paris S. A.16.

France/Euronext Paris S. A.16.

STOXX 600 Sectors (Bank, Energy, Healthcare, Technology, Telecommunications) FTSE EPRA/NAREIT Euro Zone.

FTSE EPRA/NAREIT Europe.

Options on Futures Contracts.

Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.)

Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.)

Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Paris to SEC)4.

None offered Not approved.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

France/Euronext Paris S. A.16.

Single name equities.

Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Paris or other specified markets18 (September 17, 2014 Representation Letter from Euronext Paris to SEC) (see also Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

Single name equities.

Not approved (but see Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

Options on Futures Contracts.

Approved for sale to U. S. Persons (December 20, 1994 CFTC No-Action Letter issued to Deutsche Terminborse)3, 22.

Dow Jones Banks Titans Not approved 30.

Dow Jones Insurance Titans 30.

Dow Jones Oil and Gas Titans 30.

Dow Jones Telecommunications Titans 30.

Dow Jones Utilities Titans Not approved 30.

Dow Jones Global Titans 50 (EUR)

Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to Eurex)

Dow Jones Global Titans 50 Index (USD)

Approved for sale to U. S. Persons (June 4, 2012 certification)

Approved for Eligible U. S. Institutions, including weekly options with expiries on 1st, 2nd, 4th and 5th Fridays (December 1, 2015 Representation Letter from Eurex to SEC)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

None offered Not approved20.

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

Dow Jones Italy Titans 30.

Approved for sale to U. S. Persons (November 23, 2005 CFTC No-Action Letter issued to Eurex)

Approved for sale to U. S. Persons (June 4, 2012 certification)

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3, 22.

EURO STOXX 50 Dividend.

EURO STOXX 50 Ex Financials Index.

Approved for sale to U. S. Persons (August 27, 2012 certification)

EURO STOXX 50 Quanto.

Approved for sale to U. S. Persons (March 21, 2016 certification)

EURO STOXX 50 Variance.

Approved for sale to U. S. Persons (November 15, 2014 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

Approved for Eligible U. S. Institutions, including weekly options with expiries on 1st, 2nd, 4th and 5th Fridays (December 1, 2015 Representation Letter from Eurex to SEC)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

EURO STOXX Banks.

Options on Futures Contracts.

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)19.

EURO STOXX Banks Dividend.

EURO STOXX Large.

Approved for sale to U. S. Persons (June 4, 2012 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

Approved for sale to U. S. Persons (June 4, 2012 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

EURO STOXX Select Dividend 30.

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

EURO STOXX Small.

Approved for sale to U. S. Persons (June 4, 2012 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

Various other EURO STOXX Sector Indices.

Certain of these options are approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)19.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

KOSPI 200 Options6 MDAX.

Mini DAX Mini Euro STOXX 50 Volatility (VSTOXX)

MSCI AC Asia Pacific MSCI AC Asia Pacific exJapan.

MSCI ACWI MSCI ACWI ex US MSCI Australia.

Options on Futures Contracts.

Approved for sale to U. S. Persons (March 14, 2006 CFTC No-Action Letter issued to Eurex)

Approved for sale to U. S. Persons (October 22, 2015 certification)

Approved for sale to U. S. Persons (July 20, 2012 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for sale to U. S. Persons (June 17, 2013 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Not approved Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered.

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered.

None offered None offered.

None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

MSCI China Free.

MSCI Emerging Markets.

MSCI Emerging Markets Net Total Return (Eurodenominated) MSCI Emerging Markets Asia.

MSCI Emerging Markets EMEA.

MSCI Emerging Markets Price Index.

MSCI Emerging Markets Latin America.

Options on Futures Contracts.

Approved for sale to U. S. Persons (February 4, 2014 certification)

None offered None offered.

Approved for sale to U. S. None offered Persons (March 31, 2015 certification)

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. None offered Persons (March 31, 2015 certification)

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) Not approved.

None offered Not approved None offered None offered.

None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

Approved for sale to U. S. Persons (June 17, 2013 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

MSCI Europe exSwitzerland.

Approved for sale to U. S. Persons (August 4, 2016 certification)

MSCI Europe Growth.

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

MSCI Europe Price Index.

Approved for sale to U. S. None offered Persons (March 31, 2015 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

MSCI Europe Net Total Return (USD)

Approved for sale to U. S. Persons (June 22, 2016 certification)

MSCI Europe Value.

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI Frontier Markets Index.

Approved for sale to U. S. Persons (July 14, 2014 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

Options on Futures Contracts.

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for sale to U. S. Persons (June 17, 2013 certification)

MSCI Japan Gross Total Return (USD)

Approved for sale to U. S. Persons (June 22, 2016 certification)

MSCI Kokusai Gross Total Approved for sale to U. S.

Persons (August 4, 2016.

MSCI Kokusai Net Total Return.

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

MSCI Pacific Gross Total Return.

Approved for sale to U. S. Persons (August 4, 2016 certification)

MSCI Pacific Net Total Return.

Approved for sale to U. S. Persons (August 4, 2016 certification)

None offered None offered None offered None offered None offered None offered None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

MSCI Pacific ex Japan.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

MSCI South Africa.

MSCI United Kingdom.

MSCI USA Equal Weighted MSCI USA.

MSCI USA Momentum.

MSCI USA Quality.

Options on Futures Contracts.

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) None offered.

None offered None offered.

None offered None offered None offered None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

MSCI USA Value Weighted.

MSCI World Net Total Return (Eurodenominated)

MSCI World MidCap.

MSCI World Price Index.

OMXH25 (HEX 25 Finnish)

Options on Futures Contracts.

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for sale to U. S. Persons (June 17, 2013 certification)

Approved for sale to U. S. None offered Persons (March 31, 2015 certification)

Approved for sale to U. S. Persons (August 4, 2016 certification)

Approved for sale to U. S. None offered Persons (March 31, 2015 certification)

None offered None offered None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Single name equities.

SLI Swiss Leader.

STOXX Europe 50.

STOXX Europe 600.

Options on Futures Contracts.

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3.

Approved for sale to U. S. Persons (June 4, 2012 certification; see also July 18, 2007 CFTC No-Action Letter issued to Eurex)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

Approved for Eligible U. S. Institutions for options on equities listed and traded on other exchanges excluding U. S. securities (December 1, 2015 Representation Letter from Eurex to SEC)5.

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16 Germany/Eurex16.

STOXX Europe 600 Banks.

Options on Futures Contracts.

Approved for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex)

STOXX Europe 600 Industrial Goods & Serviços.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

STOXX Europe 600 Insurance.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

STOXX Europe 600 Media.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

STOXX Europe 600 Personal & Household Goods.

STOXX Europe 600 Travel & Lazer.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)19.

None offered None offered None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

STOXX Europe 600 Utilities.

Options on Futures Contracts.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Various other STOXX.

Europe 600 Sector Indices.

STOXX Europe Large 200.

Approved for sale to U. S. Persons (June 4, 2012 certification; see also February 6, 2008 CFTC No-Action Letter issued to Eurex)

STOXX Europe Mid 200.

Approved for sale to U. S. Persons (June 4, 2012 certification; see also July 18, 2007 CFTC No-Action Letter issued to Eurex)

STOXX Europe Small 200.

Approved for sale to U. S. Persons (June 4, 2012 certification; see also February 6, 2008 CFTC No-Action Letter issued to Eurex)

STOXX Global Select Dividend 100.

Approved for sale to U. S. Persons (February 2, 2016 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)19.

Certain of these options are approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)19.

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC)

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Swiss Market Index (SMI) Not approved.

Options on Futures Contracts.

Swiss Market Index Midcap (SMIM)

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

Approved for sale to U. S. Persons (July 14, 2014 certification)

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

Greece/Athens Exchange Derivatives Market.

FTSE/ATHEX Large Cap.

Greece/Athens Exchange Derivatives Market.

FTSE/ATHEX Mid Cap.

Hong Kong/Hong Kong CES China 120 Exchanges and Clearing Ltd. (HKEX)16.

Hong Kong/Hong Kong DJIA Exchanges and Clearing Ltd. (HKEX)16.

Approved for sale to U. S. Persons (September 17, 2013 certification)

Approved for Eligible U. S. Institutions (December 1, 2015 Representation Letter from Eurex to SEC) Not approved.

None offered None offered.

None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

Hong Kong/Hong Kong FTSE/Xinhua China 25 Exchanges and Clearing Ltd. (HKEX)16.

Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE)

Hong Kong/Hong Kong Hang Seng Exchanges and Clearing Ltd. (HKEX)16.

Approved for sale to U. S. Persons (June 1, 1994 CFTC No-Action Letter issued to HKFE)3.

Approved for Eligible U. S. Institutions (August 24, 2015 Representation Letter from Hong Kong Futures Exchange Limited to SEC; September 26, 1995 SEC No-Action Letter issued to HKFE)

Hong Kong/Hong Kong HSCEI Dividend Point Exchanges and Clearing Index Ltd. (HKEX)16.

Hong Kong/Hong Kong H-Shares (Hang Seng Exchanges and Clearing China Enterprises Index) Ltd. (HKEX)16.

Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE)

Approved for Eligible U. S. Institutions (August 24, 2015 Representation Letter from Hong Kong Futures Exchange Limited to SEC)

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)16.

HSI Volatility Index (VHSI)

Approved for sale to U. S. Persons (September 17, 2013 certification)

Hong Kong/Hong Kong Mini Hang Seng Exchanges and Clearing Ltd. (HKEX)16.

Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE)

Approved for Eligible U. S. Institutions (August 24, 2015 Representation Letter from Hong Kong Futures Exchange Limited to SEC)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Hong Kong/Hong Kong Mini Hang Seng China Exchanges and Clearing Enterprises Index Ltd. (HKEX)16.

Hong Kong/The Stock Exchange of Hong Kong Limited (SEHK)16.

Single name equities.

Options on Futures Contracts.

Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE)

Hungary/Budapest Stock BUX Exchange.

India/Bombay Stock Exchange (BSE)

India/National Stock Exchange of India Ltd. (NSE)

BSE Sensitive Index of 30 Stocks (Sensex)9 DOLLEX-309.

Approved for sale to U. S. Persons (June 14, 2006 CFTC No-Action Letter issued to BSE)

None offered None offered.

S&P BSE 1009 Bank Nifty9.

Approved for sale to U. S. Persons (September 24, 2013 certification)

Approved for Eligible U. S. Institutions (August 24, 2015 Representation Letter from The Stock Exchange of Hong Kong Limited to SEC)

Not approved Not approved Not approved Not approved.

None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

India/National Stock Exchange of India Ltd. (NSE)

Ireland/Irish Stock Exchange.

Single name equities.

Israel/Tel Aviv Stock Exchange.

Italy/Borsa Italiana IDEM16.

TA-25 TA Banks FTSE MIB Dividend FTSE MIB.

Italy/Borsa Italiana IDEM16.

Options on Futures Contracts.

Approved for sale to U. S. Persons (October 17, 2003 CFTC No-Action Letter issued to NSE)

Not approved (but see Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana)

Approved for Eligible U. S. Institutions (September 4, 2015 Representation Letter from Borsa Italiana to SEC; September 24, 2004 SEC No-Action Letter issued to Borsa Italiana)

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

Italy/Borsa Italiana IDEM16.

Single name equities.

Approved for Eligible U. S. Institutions (September 4, 2015 Representation Letter from Borsa Italiana to SEC; see also September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities) (see also Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

Japan/Osaka Exchange DJIA (OSE)16.

Approved for sale to U. S. Persons (June 15, 2012 certification)

Japan/Osaka Exchange FTSE Japan (OSE)16.

Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE)

Japan/Osaka Exchange JPX-Nikkei Index 400 (OSE)16.

Approved for sale to U. S. Persons (October 21, 2014 certification)

Japan/Osaka Exchange Mini Nikkei 225 (OSE)16.

Approved for sale to U. S. Persons (July 10, 2006 CFTC No-Action Letter issued to OSE)3.

Japan/Osaka Exchange Mini Tokyo Stock Price.

Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Japan/Osaka Exchange (OSE)16 Japan/Osaka Exchange (OSE)16.

Nikkei 225 Dividend Nikkei 225.

Japan/Osaka Exchange Nikkei Stock Average.

Japan/Osaka Exchange Russell/Nomura Prime (OSE)16.

Japan/Osaka Exchange Single name equities (OSE)16.

Japan/Osaka Exchange Tokyo Stock Exchange.

Options on Futures Contracts.

Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to OSE)3.

Approved for sale to U. S. Persons (March 9, 2012 certification)

Approved for sale to U. S. Persons (March 14, 2005 No-Action Letter issued to OSE)

Approved for sale to U. S. Persons (July 12, 2016 certification)

Approved for Eligible U. S. Institutions (July 23, 1999 SEC No-Action Letter issued to OSE)

Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on the OSE or other Japanese exchanges and that meet OSE selection standards (March 14, 2014 Representation Letter from Tokyo Stock Exchange and Osaka Securities Exchange to SEC)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Japan/Osaka Exchange Tokyo Stock Exchange.

Japan/Osaka Exchange TOPIX (OSE)16.

Japan/Osaka Exchange TOPIX 150 (OSE)16.

Japan/Osaka Exchange (OSE)16 Japan/Osaka Exchange (OSE)16.

TOPIX Banks TOPIX Core30.

Japan/Tokyo Financial Exchange (TFX)

Nikkei 225 Margin.

Korea see South Korea.

Malaysia/Bursa Malaysia FTSE Bursa Malaysia.

Kuala Lumpur Composite.

Options on Futures Contracts.

Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE)

Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to TSE)3.

Approved for sale to U. S. Persons (May 23, 2001 CFTC No-Action Letter issued to TSE)3.

Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE)

Approved for sale to U. S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad)

Approved for sale to U. S. Persons (June 28, 2011 CFTC NoAction Letter issued to Bursa Malaysia Derivatives Berhad)

Approved for Eligible U. S. Institutions (July 27, 1999 SEC No-Action Letter issued to TSE)

Approved for Eligible U. S. Institutions (November 15, 2002 SEC No-Action Letter issued to TSE)

None offered Not approved.

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Mexico/Mexican Derivatives Exchange (MEXDER)

Netherlands/Euronext Amsterdam Derivatives Markets N. V.16.

AEX Mini Amsterdam Mid-Kap FTSE Eurotop 100.

Options on Futures Contracts.

Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.)

Approved for sale to U. S. Persons (August 24, 2006 CFTC NoAction Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.)

Approved for sale to U. S. None offered Persons (March 26, 2014 certification)

Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.)

Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC)4.

Approved for sale to U. S. Persons (September 13, 2013 certification)

None offered None offered.

Approved for sale to U. S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam)3.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Netherlands/Euronext Amsterdam Derivatives Markets N. V.16.

PSI 20 Single name equities.

Norway/Oslo Stock Exchange.

Options on Futures Contracts.

Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.)

None offered (but see Euronext Lisbon)

Not approved Not approved.

Not approved None offered.

Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Amsterdam or other specified markets17 (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC) (see also Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Norway/Oslo Stock Exchange.

Single name equities.

Poland/Warsaw Stock Exchange.

PSI 20 Single name equities.

Single name equities.

Russia/Moscow Exchange (Moscow Interbank Currency Exchange and Russian Trading System Stock Exchange)

Options on Futures Contracts.

Approved for sale to U. S. Persons (May 15, 2015 certification)

Not approved (but see U. K./ICE Futures Europe Single name equities; U. K./Turquoise Global Holdings Limited Single name equities)4,11.

None offered (but see Euronext Amsterdam)4.

Not approved (but see U. K./ICE Futures Europe Single name equities)4.

See Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities; U. K./London Stock Exchange Derivatives Single name equities4,5,14.

None offered None offered -

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

Russia/Moscow Exchange (Moscow Interbank Currency Exchange and Russian Trading System Stock Exchange)

MICEX Index (mini)

Russia/Moscow Exchange (Moscow Interbank Currency Exchange and Russian Trading System Stock Exchange)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Dow Jones Thailand.

Not approved (the requested approval was deemed withdrawn by the CFTC in 2004)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. None offered Persons (March 22, 2012 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

FTSE/Xinhua China A50.

Approved for sale to U. S. Persons (January 26, 2012 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Mini Nikkei 225.

Approved for sale to U. S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

MSCI Asia APEX 50.

Approved for sale to U. S. Persons (January 26, 2012 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

MSCI China Free Index.

Approved for sale to U. S. Persons (April 4, 2016 certification)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

MSCI India MSCI Indonesia MSCI Malaysia Index MSCI Philippines MSCI Singapore Free.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Options on Futures Contracts.

Approved for sale to U. S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX)

Approved for sale to U. S. Persons (January 20, 2014 certification)

Approved for sale to U. S. None offered Persons (October 2, 2012 certification)

Approved for sale to U. S. Persons (November 25, 2014 certification)

Approved for sale to U. S. Persons (January 20, 2014 certification)

Approved for sale to U. S. Persons (June 21, 2000 CFTC No-Action Letter issued to SGX-DT)3.

Approved for sale to U. S. Persons (June 21, 2000 CFTC NoAction Letter issued to SGX-DT)3.

Approved for sale to U. S. Persons (August 29, 1997 CFTC No-Action Letter issued to SIMEX)3.

Approved for sale to U. S. Persons (August 29, 1997 CFTC NoAction Letter issued to SIMEX)3.

Approved for sale to U. S. Persons (January 20, 2014 certification)

None offered None offered None offered None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Options on Futures Contracts.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Nifty Midcap 50.

Approved for sale to U. S. None offered Persons (April 15, 2016)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX)3.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

SGX Straits Times (STI)

South Africa/JSE/SAFEX ALSI/FTSE JSE 40.

Approved for sale to U. S. Persons (June 28, 2002 CFTC No-Action Letter issued to SAFEX)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

South Africa/JSE/SAFEX Financial.

South Africa/JSE/SAFEX FTSE/JSE Shareholder Weighted Top 40 Index (DTOP)

South Africa/JSE/SAFEX Industrial.

South Africa/JSE/SAFEX Mining.

South Korea/Korea Exchange.

Spain/Madrid Stock Exchange.

Mini KOSPI 200 Single name equities.

Not approved Not approved.

Options on Futures Contracts.

None offered None offered.

Not approved Not approved Not approved.

None offered None offered None offered.

Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange)

Approved for sale to U. S. Persons (August 8, 1994 CFTC No-Action Letter issued to MEFF)3.

None offered None offered None offered.

Not approved (but see Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Sweden/Stockholm Stock Exchange Ltd.

S&P Euro S&P Europe 350 OMXcap OMXS30 (formerly OMX)

Single name equities.

Options on Futures Contracts.

Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF)

Approved for sale to U. S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM Stockholm)3.

Approved for sale to U. S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm, and reaffirmed April 17, 2007, CFTC No-Action Letter issued to Stockholm Stock Exchange Ltd. (formerly OM Stockholm))3.

Not approved (but see Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities; U. K./Turquoise Global Holdings Limited Single name equities)4,5,11.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Sweden/Stockholm Stock Exchange Ltd.

Switzerland/SIX Swiss Exchange Ltd.

Single name equities.

Taiwan/Taiwan Futures Electronic Sector Exchange.

Taiwan/Taiwan Futures Finance Sector Exchange.

Taiwan/Taiwan Futures Exchange.

Taipei Exchange Capitalization Weighted Stock Index.

Taiwan/Taiwan Futures Mini-TAIEX Exchange.

Options on Futures Contracts.

Approved for sale to U. S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm)

Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Approved for sale to U. S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange)

Approved for sale to U. S. Persons (June 2, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Not approved (but see Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

Approved for Eligible U. S. Institutions (February 2, 2016 Representation Letter from Taiwan Futures Exchange to SEC)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Taiwan/Taiwan Futures Exchange.

Taiwan/Taiwan Futures Exchange Thailand/Thailand Futures Exchange PCL.

Turkey/Borsa stanbul Derivatives Market (VIOP)

Options on Futures Contracts.

MSCI Taiwan (Taiwan Futures Exchange delisted the product on September 22, 2011)

Approved for sale to U. S. Persons (October 11, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Taiwan Stock Exchange Non-Finance NonElectronics.

Approved for sale to U. S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange)

TOPIX TSEC Taiwan 50.

Approved for sale to U. S. Persons (July 26, 2016 certification)

SET50 BIST 30 (formerly ISE 30)13.

Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange)

Approved for sale to U. S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange)

Approved for Eligible U. S. Institutions (February 2, 2016 Representation Letter from Taiwan Futures Exchange to SEC) Approved for Eligible U. S. Institutions (February 2, 2016 Representation Letter from Taiwan Futures Exchange to SEC) None offered.

None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

U. K./ICE Futures Europe16.

U. K./ICE Futures Europe16 U. K./ICE Futures Europe16.

FTSE 100 Dividend RDSA Withholding.

Options on Futures Contracts.

Approved for sale to U. S. Persons (January 16, 1990 CFTC No-Action Letter issued to LIFFE)3.

Approved for Eligible U. S. Institutions (March 28, 2014 Representation Letter from ICE Futures Europe to SEC)4.

Approved for Eligible U. S. Institutions (March 28, 2014 Representation Letter from ICE Futures Europe to SEC) (see also May 1, 1992 SEC No-Action Letter issued to LIFFE)4.

Approved for Eligible U. S. Institutions (March 6, 1996 SEC No-Action Letter issued to LIFFE)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

U. K./ICE Futures Europe16.

FTSE 250 (GBP 2 Multiplier)

U. K./ICE Futures Europe16 U. K./ICE Futures Europe16 U. K./ICE Futures Europe16.

FTSE 250 (Mid-Cap) FTSE Eurobloc 100 FTSEurofirst 80.

U. K./ICE Futures Europe16.

FTSE Eurotop 100.

Options on Futures Contracts.

Approved for sale to U. S. Persons (January 10, 2014 certification)

Approved for sale to U. S. Persons (July 27, 1994 CFTC No-Action Letter issued to LIFFE)3.

Approved for sale to U. S. Persons (April 5, 2000 CFTC No-Action Letter issued to LIFFE)3.

Approved for sale to U. S. Persons (January 22, 2004 CFTC No-Action Letter issued to LIFFE)3.

Approved for sale to U. S. Persons (March 10, 2000 CFTC No-Action Letter issued to LIFFE)3.

Approved for Eligible U. S. Institutions (March 28, 2014 Representation Letter from ICE Futures Europe to SEC)4.

None offered None offered.

Approved for Eligible U. S. Institutions (March 28, 2014 Representation Letter from ICE Futures Europe to SEC)4.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

U. K./ICE Futures Europe16.

FTSE Eurotop 300.

U. K./ICE Futures Europe16.

FTSE Eurotop 300 (ex. U. K.)

U. K./ICE Futures Europe16.

MSCI Europe Net Total Return (Eurodenominated)21.

U. K./ICE Futures Europe16 U. K./ICE Futures Europe16 U. K./ICE Futures Europe16.

MSCI Pan-Euro MSCI World PSI 20.

Options on Futures Contracts.

Approved for sale to U. S. Persons (April 5, 2000 CFTC No-Action Letter issued to LIFFE)3.

Approved for sale to U. S. Persons (May 30, 2001 CFTC No-Action Letter issued to LIFFE)3.

Approved for sale to U. S. Persons (December 6, 2013 certification)

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3.

Approved for sale to U. S. Persons (September 24, 2014 certification)

Approved for Eligible U. S. Institutions (March 28, 2014 Representation Letter from ICE Futures Europe to SEC)4.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

U. K./ICE Futures Europe16.

U. K./ICE Futures Europe16 U. K./London Stock Exchange Derivatives16 U. K./London Stock Exchange Derivatives16.

U. K./London Stock Exchange Derivatives16.

Single name equities.

Options on Futures Contracts.

TOPIX BIST 30 FTSE 100.

Approved for sale to U. S. Persons (December 1, 2011 certification)

Approved for sale to U. S. None offered Persons (October 6, 2015 certification)

Approved for sale to U. S. Persons (August 28, 2014 certification)

FTSE Russia IOB (FTSE Not approved RIOB)

FTSE UK Large Cap Super Liquid (FTSE SLQ)

Approved for sale to U. S. Persons (August 28, 2014 certification)

Approved for Eligible Options on individual equity securities on specified non-U. S. exchanges15 for Eligible U. S. Institutions (March 28, 2014 Representation Letter from ICE Futures Europe to SEC)

Approved for Eligible U. S. Institutions (November 12, 2014 Representation Letter from London Stock Exchange to SEC)4.

Approved for Eligible U. S. Institutions (November 12, 2014 Representation Letter from London Stock Exchange to SEC)

None offered None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

Single name equities.

U. K./Turquoise Global Holdings Limited.

OMXC20 (formerly KFX)/Flex OMXC20.

U. K./Turquoise Global Holdings Limited.

Options on Futures Contracts.

Approved for sale to U. S. Persons (June 1, 2012 certification)

Approved for Eligible U. S. Institutions for Eligible Options on individual equity securities offered by the London Stock Exchange (November 12, 2014 Representation Letter from London Stock Exchange to SEC) (see also Germany/Eurex Single name equities; U. K./ICE Futures Europe Single name equities)4,5.

Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange)

None offered None offered.

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

U. K./Turquoise Global Holdings Limited.

OMXS30 (formerly OMX)/Flex OMXS30.

U. K./Turquoise Global Holdings Limited.

Single name equities.

Options on Futures Contracts.

Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange)

Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U. S. Institutions (October 29, 2003 SEC No-Action Letter issued to EDX London Exchange)

For the definitions of "Eligible U. S. Institution" and "Eligible Option" and for other explanatory information, please see the endnotes at the end of this table.

NOTE: This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States. It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. The United States government administers and enforces sanctions programs and other trade restrictions that may restrict the ability of U. S. persons to engage in financial transactions with specified persons, entities, governments and/or non-state actors (and persons or enterprises associated therewith). These may include, but are not limited to, prohibitions on buying or selling securities, commodities or derivative instruments from or to, or issued by, or through transactions arranged or intermediated by, persons or entities located in or otherwise connected with various non-U. S. jurisdictions included in this Chart. This Chart does not address the potential applicability of such sanctions programs or trade restrictions. This Chart also does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States. Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D. Van De Graaff at +1.312.902.5227, Kevin M. Foley at +1.312.902.5372, Gary A. DeWaal at +1.212.940.6558 or Christian B. Hennion at +1.312.902.5521.

"Eligible U. S. Institution": As used in this Chart, in accordance with SEC no-action letters, the term "Eligible U. S. Institution" means, in general, a U. S. Person that (1) is a "qualified institutional buyer" as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (2) has had prior actual experience in trading U. S.-listed options contracts. For information regarding working definitions of "U. S. Person" as that term is used in this Chart, please contact Katten Muchin Rosenman LLP.

"Eligible Option": As used in this Chart, in accordance with SEC no-action letters, the term "Eligible Option" means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Foreign Options Market. A "Foreign Options Market" means a non-U. S. derivatives market: (1) on which Eligible Options trade; and (2) that is an organized exchange operated and regulated outside the United States. See LIFFE A&M and Class Relief, SEC No-Action Letter (Jul. 1, 2013) available here. ____________________________ 1 [Reserved]

2 The CFTC No-Action Letter also applies to BM&F Bovespa's "Ibovespa Rollover" and "Forward Points on the Ibovespa" transações.

3 The index is included in the CFTC's and SEC's joint order dated May 31, 2002, extending the exclusion of such index from the definition of "narrow-based security index" under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the Joint Order). Foreign futures contracts or options on futures contracts on "narrow-based securities indexes" may not be offered or sold to U. S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (CFMA) on December 21, 2000, to continue to be offered and sold to U. S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire.

4 In 2014, LIFFE's equity and equity index option contracts were migrated to ICE Futures Europe. See ICE Futures Europe Circular 14/146. ICE Futures Europe claimed class relief under the LIFFE A&M and Class Relief SEC No-Action Letter (Jul. 1, 2013) for Foreign Options Markets engaging in familiarization activities with Eligible U. S. Institutions with respect to Eligible Options. See ICE Futures Europe Class No-Action Relief Letter. Subject to certain conditions, ICE Futures Europe members can effect transactions in Eligible Options through trading infrastructure offered by ICE Futures Europe. See ICE Futures Europe Circular 14/138; ICE Futures Europe Class No-Action Relief Letter. ICE Futures Europe maintains a list of Eligible Options, which includes: (1) individual equity options based on the securities of non-U. S. issuers; and (2) index options based on indices that contain no component securities of U. S. issuers. The list of Eligible Options is available in an Excel spreadsheet titled "List of Contract Details for Equity Products" Aqui.

5 Pursuant to the December 1, 2015 Representation Letter from Eurex to the SEC, Eligible U. S Institutions may trade options on individual Austrian-, Belgian-, Finnish-, French-, German-, British-, Irish-, Italian-, Dutch-, Russian-, Spanish-, Swedish - and Swiss-issued equities.

6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange's KOSPI 200 Options (with strike prices, expiries, put/call and premiums) at the start of the next trading session on the Korean Exchange.

7 Pursuant to Eurex Circular 281/11, the STOXX Europe 600 Personal & Household Goods futures contract is no longer tradable on Eurex trading terminals in the United States. The previously issued No-Action Letter approving such product for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn.

8 Pursuant to Eurex Circular 260/11, the Euro STOXX Banks futures contract is no longer offered or distributed in the United States. See also Eurex Circular 281/11.

9 Additional restrictions apply to the trading of these products by U. S. Persons.

11 The SEC also has approved for Eligible U. S. Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities where those options are now or in the future listed on the EDX London exchange. Options on equities issued in any other country have not been approved at this time for trading by U. S. Persons on the EDX London Exchange. Note: EDX London Exchange has been acquired by the Turquoise Exchange.

12 The RDX USD Index futures contracts have not been approved for sale to U. S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD RDX Extended Index futures contract) for sale to U. S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract.

13 The Istanbul Stock Exchange (ISE) is now part of the Borsa Istanbul (BIST). As such, references to ISE 30 have been changed to BIST 30 on VIOP's trading platform and the CFTC's website.

14 The London Stock Exchange offers options on depositary receipts on Russian equity products through its International Order Book, which are approved for trading by Eligible U. S. Institutions pursuant to the London Stock Exchange's representation letter dated November 12, 2014 to the SEC. The list of eligible options may be accessed here. Eligible U. S. Institutions may also trade certain of these options through trading infrastructure offered by ICE Futures Europe, provided all applicable conditions are met. See Footnote 4.

15 ICE Futures Europe listed the following non-U. S. stock exchanges in its claim for class relief: Borsa Italiana, Copenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange.

16 This exchange has claimed relief under LIFFE A&M and Class Relief SEC No-Action Letter (Jul. 1, 2013) for Foreign Options Markets engaging in familiarization activities with Eligible U. S. Institutions with respect to Eligible Options.

17 Euronext Amsterdam listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Paris, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki.

18 Euronext Paris listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Amsterdam, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki.

19 Pursuant to the December 1, 2015 Representation Letter from Eurex to the SEC, Eligible U. S Institutions may trade options on the following Euro STOXX and STOXX Europe 600 Sector Indices: EURO STOXX Automobiles & Parts; EURO STOXX Banks (see also chart above), including weekly options with expiries on 1st, 2nd, 4th and 5th Fridays; EURO STOXX Basic Resources; EURO STOXX Chemicals; EURO STOXX Construction & Materials; EURO STOXX Financial Services; EURO STOXX Food & Beverage; EURO STOXX Health Care; EURO STOXX Industrial Goods & Serviços; EURO STOXX Insurance; EURO STOXX Media; EURO STOXX Oil & Gas; EURO STOXX Personal & Household Goods; EURO STOXX Real Estate; EURO STOXX Retail; EURO STOXX Technology; EURO STOXX Telecommunications; EURO STOXX Travel & Leisure; EURO STOXX Utilities; STOXX Europe 600 Automobiles & Parts; STOXX Europe 600 Banks (see also chart above); STOXX Europe 600 Basic Resources; STOXX Europe 600 Chemicals; STOXX Europe 600 Construction & Materials; STOXX Europe 600 Financial Services; STOXX Europe 600 Food & Beverage; STOXX Europe 600 Health Care; STOXX Europe 600 Industrial Goods & Services (see also chart above); STOXX Europe 600 Insurance (see also chart above); STOXX Europe 600 Media (see also chart above); STOXX Europe 600 Oil & Gas; STOXX Europe 600 Personal & Household Goods (see also chart above); STOXX Europe 600 Real Estate; STOXX Europe 600 Retail; STOXX Europe 600 Technology; STOXX Europe 600 Telecommunications; STOXX Europe 600 Travel & Leisure (see also chart above); and STOXX Europe 600 Utilities (see also chart above).

20 Eurex no longer relies on the relief provided in SEC staff's no-action letter dated July 27, 2005. As such, U. S. Persons are prohibited from trading options listed on Eurex that were included in the July 27, 2005 no-action relief but not otherwise included in subsequent no-action relief, including options on the Dow Jones Global Titans 50 index and various ETF products.

21 The MSCI Europe Net Total Return (Euro-denominated) Index futures contracts has been approved for sale to U. S. Persons. The CFTC approved a similar MSCI contract (MSCI Euro) for sale to U. S. Persons in a no-action letter issued on April 6, 2000, but ICE Futures Europe subsequently delisted the contract.

22 Unless otherwise indicated, a futures contract on an ETF that tracks the same index is not approved for sale to U. S. Persons.

AUSTIN | CENTURY CITY | CHARLOTTE | CHICAGO | HOUSTON | IRVING | LONDON | LOS ANGELES | NEW YORK | ORANGE COUNTY | SAN FRANCISCO BAY AREA | SHANGHAI | WASHINGTON, DC Attorney advertising. Published as a source of information only. The material contained herein is not to be construed as legal advice or opinion. 2016 Katten Muchin Rosenman LLP. Todos os direitos reservados. Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP.

Foreign Listed Stock Index Futures and Options Approvals Chart.

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Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions are superseded and should be discarded. Please note the following developments since we last distributed the Approvals Chart:

(1) The CFTC has approved the following contracts for trading by U. S. Persons: (i) Montreal Exchange’s futures contract based on the FTSE Emerging Markets Index; (ii) London Stock Exchange Derivatives’ futures contract based on the FTSE 100 Index; and (iii) London Stock Exchange Derivatives’ futures contract based on the FTSE UK Large Cap Super Liquid Index.

(2) The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart. However, ICE Futures Europe, Osaka Exchange, Euronext Paris, Euronext Brussels and Euronext Amsterdam have claimed relief under the LIFFE A&M and Class Relief SEC No-Action Letter (Jul. 1, 2013) to offer Eligible Options to Eligible U. S. Institutions. See note 16.

(3) The derivative market of the Tokyo Stock Exchange has been integrated into, and those products now trade on, the Osaka Exchange.

(4) The status of the Dow Jones Euro STOXX Banking Sector traded on Eurex has been clarified. See note 8.

Para informações adicionais.

The information on the attached Approvals Chart is subject to change at any time. If you have questions or would like confirmation of the status of a specific contract, please contact:

James D. Van De Graaff +1.312.902.5227 james. vandegraaffkattenlaw.

Kenneth M. Rosenzweig +1.312.902.5381 kenneth. rosenzweigkattenlaw.

Kevin M. Foley +1.312.902.5372 kevin. foleykattenlaw.

Gary DeWaal +1.212.940.6558 gary. dewaalkattenlaw.

Christian B. Hennion +1.312.902.5521 christian. hennionkattenlaw.

Blake J. Brockway +1.312.902.5438 blake. brockwaykattenlaw.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 1.

Foreign Listed Stock Index Futures and Options Approvals.

Options on Futures Contracts.

Australia/ASX/ASX Futures Exchange.

Approved for sale to U. S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange)

Approved for Eligible U. S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited)

Australia/ASX/ASX Futures Exchange.

S&P/ASX 200 A-Reit.

Approved for Eligible U. S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited)

Australia/ASX/ASX Futures Exchange.

Approved for sale to U. S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange)

Approved for Eligible U. S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited)

Australia/ASX/ASX Futures Exchange.

Single name equities.

Approved for Eligible U. S. Institutions (August 13, 2007 SEC No-Action Letter issued to ASX Limited)

Australia/Sydney Futures Exchange (SFE)

1-Day Option Contract based on the CBOT Mini-Sized Dow Futures Contract.

Approved for sale to U. S. Persons (August 8, 2006 No-Action Letter issued to SFE)

Australia/Sydney Futures Exchange (SFE)

Approved for sale to U. S. Persons (August 10, 1999 No-Action Letter issued to SFE)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 2.

Options on Futures Contracts.

CECE Indices (CEX, CTX, HTX, PTX)

Single name equities.

Approved for sale to U. S. Persons (August 31, 2011 No-Action Letter issued to Euronext Brussels)

Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Brussels to SEC)4.

Mini BEL 20 (index participation units)

Mini Dow Jones Euro STOXX (index participation units)

Single name equities.

Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Brussels (September 17, 2014 Representation Letter from Euronext Brussels to SEC)4.

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (March 12, 2013 certification)

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (March 12, 2013 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 3.

Options on Futures Contracts.

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (March 12, 2013 certification)

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BM&F Bovespa S. A.)2.

Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BM&F Bovespa S. A.)

Brazil/ BM&F Bovespa S. A.

IBrX 50 Index Futures Contract.

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (March 12, 2013 certification)

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BM&F Bovespa S. A.)

Brazil/ BM&F Bovespa S. A.

Approved for sale to U. S. Persons (September 24, 2012 certification)

Canada/Montreal Exchange (Bourse de Montréal)

FTSE Emerging Markets Index.

Approved for sale to U. S. Persons (March 21, 2014 CFTC No-Action Letter issued to Montreal Exchange)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 4.

Options on Futures Contracts.

Canada/Montreal Exchange (Bourse de Montréal)

iUnits S&P/TSE 60 Index Participation Fund (i60 Fund)

Approved for U. S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above)

Canada/Montreal Exchange (Bourse de Montréal)

iUnits S&P/TSX Capped Energy Index Fund.

Approved for U. S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above)

Canada/Montreal Exchange (Bourse de Montréal)

iUnits S&P/TSX Capped Financials Index Fund.

Approved for U. S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above)

Canada/Montreal Exchange (Bourse de Montréal)

iUnits S&P/TSX Capped Gold Index Fund.

Approved for U. S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above)

Canada/Montreal Exchange (Bourse de Montréal)

iUnits S&P/TSX Capped Information Technology Index Fund.

Approved for U. S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above)

Canada/Montreal Exchange (Bourse de Montréal)

S&P/TSX 60 Index Mini Futures.

Approved for sale to U. S. Persons (April 19, 2012 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 5.

Options on Futures Contracts.

Canada/Montreal Exchange (Bourse de Montréal)

S&P/TSX Canada 60.

Approved for sale to U. S. Persons (December 9, 1999 CFTC No-Action Letter issued to Montreal Exchange)3.

Approved, including approval of all other index options, for sale to U. S. Persons generally that are now or may in the future be listed (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp.; SEC File No. 2-69458)

Canada/Montreal Exchange (Bourse de Montréal)

S&P/TSX Capped Sector.

Approved for U. S. Persons generally pursuant to Registration Statement (see S&P/TSX Canada 60 above)

Canada/Montreal Exchange (Bourse de Montréal)

Single name equities.

Approved for all options on individual securities listed on the Montreal Exchange that are now or may in the future be listed for sale to U. S. Persons generally (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp.; SEC File No. 2-69458)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 6.

Options on Futures Contracts.

China (see also Hong Kong and Taiwan)/China Financial Futures Exchange.

CSI 300 Index Futures.

KFX (Large/Small Contract)

Denmark/OMX Nordic Exchange Copenhagen A/S.

Single name equities.

Finland/OMX Nordic Exchange Helsinki.

Single name equities.

France/Euronext Paris S. A.16.

Approved for sale to U. S. Persons (December 17, 1991 No-Action Letter issued to ParisBourse)3.

Approved for Eligible U. S. Institutions (July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)4.

France/Euronext Paris S. A.16.

Approved for sale to U. S. Persons (September 13, 2013 certification)

France/Euronext Paris S. A.16.

Dow Jones Euro STOXX 50.

Approved for sale to U. S. Persons (February 29, 2000 CFTC No-Action Letter issued to ParisBourse)3.

Approved for Eligible U. S. Institutions (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 7.

Options on Futures Contracts.

France/Euronext Paris S. A.16.

Dow Jones STOXX 50.

Approved for sale to U. S. Persons (February 29, 2000 CFTC No-Action Letter issued to ParisBourse)3.

Approved for Eligible U. S. Institutions (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)

France/Euronext Paris S. A.16.

Dow Jones STOXX 600 Sectors (Bank, Energy, Healthcare, Technology, Telecommunications)

France/Euronext Paris S. A.16.

FTSE EPRA/NAREIT Euro Zone.

Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.)

France/Euronext Paris S. A.16.

FTSE EPRA/NAREIT Europe.

Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.)

France/Euronext Paris S. A.16.

Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 8.

Options on Futures Contracts.

France/Euronext Paris S. A.16.

Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.)

Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Paris to SEC)4.

France/Euronext Paris S. A.16.

Single name equities.

Approved for sale to U. S. Persons (December 20, 1994 CFTC No-Action Letter issued to Deutsche Terminborse)3.

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

DJ Banks Titans 30.

DJ Insurance Titans 30.

DJ Oil and Gas Titans 30.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 9.

Options on Futures Contracts.

DJ Telecommunications Titans 30.

DJ Utilities Titans 30.

Dow Jones Euro STOXX 50.

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3.

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

Dow Jones Euro STOXX 50 Dividend.

Dow Jones Euro STOXX 50 EX.

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

Dow Jones Euro STOXX Banking Sector.

Dow Jones Euro STOXX Select Dividend 30.

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

Dow Jones Global Titans 50.

Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to Eurex)

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

Dow Jones Global Titans 50 Index (US $ Denominated)

Approved for sale to U. S. Persons (June 5, 2012 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 10.

Options on Futures Contracts.

Dow Jones Italy Titans 30.

Approved for sale to U. S. Persons (November 23, 2005 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX 50.

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3.

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

Dow Jones STOXX 600.

Approved for sale to U. S. Persons (June 18, 2007 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX 600 Banking Sector.

Approved for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX 600 Industrial Goods & Serviços.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX 600 Insurance.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX 600 Media.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 11.

Options on Futures Contracts.

Dow Jones STOXX 600 Personal & Household Goods.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)7.

Dow Jones STOXX 600 Retail.

Dow Jones STOXX 600 Travel & Lazer.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX 600 Utilities.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX Large 200.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX Mid 200.

Approved for sale to U. S. Persons (June 18, 2007 CFTC No-Action Letter issued to Eurex)

Dow Jones STOXX Small 200.

Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)

Approved for sale to U. S. Persons (June 5, 2012 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 12.

Options on Futures Contracts.

Euro STOXX 50 Ex Financials Index.

Approved for sale to U. S. Persons (August 27, 2012 certification)

Euro STOXX Large.

Approved for sale to U. S. Persons (June 5, 2012 certification)

Euro STOXX Small.

Approved for sale to U. S. Persons (June 5, 2012 certification)

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

iShares DJ EURO STOXX.

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

KOSPI 200 Options6.

Approved for sale to U. S. Persons (March 14, 2006 CFTC No-Action Letter issued to Eurex)

Mini Euro STOXX 50 Volatility Index.

Approved for sale to U. S. Persons (July 20, 2012 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 13.

Options on Futures Contracts.

MSCI All Countries Asia Pacific ex-Japan.

Approved for sale to U. S. Persons (June 17, 2013 certification)

MSCI China Free.

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI Emerging Markets.

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI Emerging Markets Asia.

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI Emerging Markets EMEA.

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI Emerging Markets Latin America.

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. Persons (June 17, 2013 certification)

MSCI Europe Growth.

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI Europe Value.

Approved for sale to U. S. Persons (February 4, 2014 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 14.

Options on Futures Contracts.

Approved for sale to U. S. Persons (June 17, 2013 certification)

Approved for sale to U. S. Persons (February 4, 2014 certification)

MSCI South Africa.

Approved for sale to U. S. Persons (February 4, 2014 certification)

Approved for sale to U. S. Persons (June 17, 2013 certification)

Other Dow Jones Euro STOXX Sectors.

Other Dow Jones STOXX 600 Market Sectors.

Single name equities.

Approved for options on individual German, Swiss, Finnish, Dutch, Italian, and French equities5 for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 15.

Options on Futures Contracts.

SLI Swiss Leader.

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

STOXX Europe 600.

Approved for sale to U. S. Persons (June 5, 2012 certification)

STOXX Europe Large 200.

Approved for sale to U. S. Persons (June 5, 2012 certification)

STOXX Europe Mid 200.

Approved for sale to U. S. Persons (June 5, 2012 certification)

STOXX Europe Small 200.

Approved for sale to U. S. Persons (June 5, 2012 certification)

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

Swiss Market Index Midcap (SMIM)

Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex)

Approved for Eligible U. S. Institutions (July 27, 2005 SEC No-Action Letter issued to Eurex)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 16.

Options on Futures Contracts.

Greece/Athens Exchange Derivatives Market.

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

Approved for sale to U. S. Persons (September 17, 2013 certification)

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

FTSE/Xinhua China 25.

Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE)

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

Approved for sale to U. S. Persons (June 1, 1994 CFTC No-Action Letter issued to HKFE)3.

Approved for Eligible U. S. Institutions (September 26, 1995 SEC No-Action Letter issued to HKFE)

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

HSCEI Dividend Point Index.

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

H-Shares (Hang Seng China Enterprises Index)

Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE)

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

HSI Volatility Index (VHSI)

Approved for sale to U. S. Persons (September 17, 2013 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 17.

Options on Futures Contracts.

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE)

Hong Kong/Hong Kong Exchanges and Clearing Ltd. (HKEX)

Mini Hang Seng China Enterprises Index.

Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE)

Hungary/Budapest Stock Exchange.

India/Bombay Stock Exchange (BSE)

BSE Sensitive Index of 30 Stocks (Sensex)9.

Approved for sale to U. S. Persons (June 14, 2006 CFTC No-Action Letter issued to BSE)

India/Bombay Stock Exchange (BSE)

Approved for sale to U. S. Persons (September 24, 2013 certification)

India/National Stock Exchange of India Ltd. (NSE)

Approved for sale to U. S. Persons (October 17, 2003 CFTC No-Action Letter issued to NSE)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 18.

Options on Futures Contracts.

Ireland/Irish Stock Exchange.

Single name equities.

Israel/Tel Aviv Stock Exchange.

Italy/Borsa Italiana – IDEM.

FTSE MIB Dividend.

Italy/Borsa Italiana – IDEM.

Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana)

Approved for Eligible U. S. Institutions (September 24, 2004 No-Action Letter issued to Borsa Italiana)

Italy/Borsa Italiana – IDEM.

Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana)

Italy/Borsa Italiana – IDEM.

Single name equities.

Approved for Eligible U. S. Institutions (see September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities)4,5.

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (June 15, 2012 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 19.

Options on Futures Contracts.

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE)

Japan/Osaka Exchange (OSE)16.

Mini Nikkei 225/Intercontract Spread.

Approved for sale to U. S. Persons (July 11, 2006 CFTC No-Action Letter issued to OSE)3.

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE)

Japan/Osaka Exchange (OSE)16.

Nikkei 225 Dividend.

Japan/Osaka Exchange (OSE)16.

Nikkei 225/Intercontract Spread.

Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to OSE)3.

Approved for Eligible U. S. Institutions (July 23, 1999 SEC No-Action Letter issued to OSE)

Japan/Osaka Exchange (OSE)16.

Nikkei Stock Average Volatility.

Approved for sale to U. S. Persons (March 9, 2012 certification)

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (March 14, 2005 No-Action Letter issued to OSE)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 20.

Options on Futures Contracts.

Japan/Osaka Exchange (OSE)16.

Single name equities.

Japan/Osaka Exchange (OSE)16.

Tokyo Stock Exchange REIT.

Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE)

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to TSE)3.

Approved for Eligible U. S. Institutions (July 27, 1999 SEC No-Action Letter issued to TSE)

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (May 23, 2001 CFTC No-Action Letter issued to TSE)3.

Approved for Eligible U. S. Institutions (November 15, 2002 SEC No-Action Letter issued to TSE)

Japan/Osaka Exchange (OSE)16.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 21.

Options on Futures Contracts.

Japan/Osaka Exchange (OSE)16.

Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE)

Japan/Tokyo Financial Exchange (TFX)

Nikkei 225 Margin.

Korea – see South Korea.

Malaysia/Bursa Malaysia Derivatives Berhad (BMD)

FTSE Bursa Malaysia Kuala Lumpur Composite.

Approved for sale to U. S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad)

Mexico/Mexican Derivatives Exchange (MEXDER)

Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.)

Euronext Amsterdam Derivatives Markets N. V.16.

Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.)

Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC)4.

Euronext Amsterdam Derivatives Markets N. V.16.

Approved for sale to U. S. Persons (September 13, 2013 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 22.

Options on Futures Contracts.

Euronext Amsterdam Derivatives Markets N. V.16.

FTSE Eurotop 100.

Approved for sale to U. S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam)3.

Euronext Amsterdam Derivatives Markets N. V.16.

Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.)

Euronext Amsterdam Derivatives Markets N. V.16.

Single name equities.

Norway/Oslo Stock Exchange.

Single name equities.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 23.

Options on Futures Contracts.

Poland/Warsaw Stock Exchange.

Single name equities.

Single name equities—see London Stock Exchange14.

Russia/Russian Trading System Stock Exchange (RTS)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Dow Jones Thailand.

Not approved (the requested approval was deemed withdrawn by the CFTC in 2004)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (March 22, 2012 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

FTSE/Xinhua China A50.

Approved for sale to U. S. Persons (January 26, 2012 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Mini Nikkei 225.

Approved for sale to U. S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

MSCI Asia APEX 50.

Approved for sale to U. S. Persons (January 26, 2012 certification)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 24.

Options on Futures Contracts.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (January 20, 2014 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (October 2, 2012 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (January 20, 2014 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

MSCI Singapore Free.

Approved for sale to U. S. Persons (July 11, 2000 CFTC No-Action Letter issued to SGX-DT)3.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (August 29, 1997 CFTC No-Action Letter issued to SIMEX)3.

Approved for sale to U. S. Persons3.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (January 20, 2014 certification)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX)3.

Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX) 3.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 25.

Options on Futures Contracts.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3.

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

SGX Straits Times (STI)

Singapore/Singapore Exchange Derivatives Trading Ltd. (SGX-DT)

Approved for sale to U. S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT)

ALSI/FTSE JSE 40.

Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to SAFEX)

FTSE/JSE Shareholder Weighted Top 40 Index (DTOP)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 26.

Options on Futures Contracts.

South Korea/Korea Exchange.

Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange)

Spain/Madrid Stock Exchange.

Single name equities.

Approved for sale to U. S. Persons (August 8, 1994 CFTC No-Action Letter issued to MEFF)3.

Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF)

Sweden/OMX Nordic Exchange Stockholm AB.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 27.

Options on Futures Contracts.

Sweden/OMX Nordic Exchange Stockholm AB.

Approved for sale to U. S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM Stockholm)3.

Sweden/OMX Nordic Exchange Stockholm AB.

OMXS30 (formerly OMX)

Approved for sale to U. S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm)3.

Sweden/OMX Nordic Exchange Stockholm AB.

Single name equities.

Sweden/OMX Nordic Exchange Stockholm AB.

Approved for sale to U. S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm)

Switzerland/SIX Swiss Exchange Ltd.

Single name equities.

Taiwan/Taiwan Futures Exchange.

Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Taiwan/Taiwan Futures Exchange.

Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 28.

Options on Futures Contracts.

Taiwan/Taiwan Futures Exchange.

GreTai Securities Market Capitalized Weighted.

Approved for sale to U. S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange)

Taiwan/Taiwan Futures Exchange.

Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Taiwan/Taiwan Futures Exchange.

Approved for sale to U. S. Persons (October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Taiwan/Taiwan Futures Exchange.

Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Taiwan/Taiwan Futures Exchange.

Taiwan Stock Exchange Non-Finance Non-Electronics.

Approved for sale to U. S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange)

Taiwan/Taiwan Futures Exchange.

Thailand/Thailand Futures Exchange PCL.

Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 29.

Options on Futures Contracts.

Turkey/Borsa İstanbul Derivatives Market (VIOP)

BIST 30 (formerly ISE 30)13.

Approved for sale to U. S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange)

U. K./EDX London Exchange.

Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)

U. K./EDX London Exchange.

Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)

U. K./EDX London Exchange.

Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)4.

U. K./EDX London Exchange.

Single name equities.

Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 30.

Options on Futures Contracts.

U. K./LIFFE (ICE Futures Europe)16.

Approved for sale to U. S. Persons (January 16, 1990 CFTC No-Action Letter issued to LIFFE)3.

Approved for Eligible U. S. Institutions (May 1, 1992 SEC No-Action Letter issued to LIFFE)4.

U. K./LIFFE (ICE Futures Europe)16.

FTSE 100 Dividend - RDSA Withholding.

U. K./LIFFE (ICE Futures Europe)16.

Approved for Eligible U. S. Institutions (March 6, 1996 SEC No-Action Letter issued to LIFFE)

U. K./LIFFE (ICE Futures Europe)16.

Approved for sale to U. S. Persons (January 10, 2014 certification)

U. K./LIFFE (ICE Futures Europe)16.

FTSE 250 (Mid-Cap)

Approved for sale to U. S. Persons (July 27, 1994 CFTC No-Action Letter issued to LIFFE)3.

U. K./LIFFE (ICE Futures Europe)16.

FTSE Eurotop 100.

Approved for sale to U. S. Persons (March 10, 2000 CFTC No-Action Letter issued to LIFFE)3.

U. K./LIFFE (ICE Futures Europe)16.

Approved for sale to U. S. Persons (May 30, 2001 CFTC No-Action letter issued to LIFFE)3.

U. K./LIFFE (ICE Futures Europe)16.

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 31.

Options on Futures Contracts.

U. K./LIFFE (ICE Futures Europe)16.

MSCI Europe (Euro-denominated)

Approved for sale to U. S. Persons (December 6, 2013 certification)

U. K./LIFFE (ICE Futures Europe)16.

Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3.

U. K./LIFFE (ICE Futures Europe)16.

Single name equities.

Approved for Eligible Options on individual equity securities on specified non-U. S. exchanges15 for Eligible U. S. Institutions (March 14, 2014 Representation Letter from ICE Futures Europe to SEC)

U. K./LIFFE (ICE Futures Europe)16.

Approved for sale to U. S. Persons (December 1, 2011 certification)

U. K./London Stock Exchange Derivatives.

Approved for sale to U. S. Persons (August 28, 2014 certification)

U. K./London Stock Exchange Derivatives.

FTSE UK Large Cap Super Liquid (FTSE SLQ)

Approved for sale to U. S. Persons (August 28, 2014 certification)

U. K./London Stock Exchange Derivatives.

Single name equities.

Not approved (see U. K./LIFFE)4.

U. K./Turquoise Global Holdings Limited.

Approved for sale to U. S. Persons (June 1, 2012 certification)

“Eligible U. S. Institution”: As used in this Chart, in accordance with SEC no-action letters, the term “Eligible U. S. Institution” means, in general, a U. S. Person that (i) is a “qualified institutional buyer” as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (ii) has had prior actual experience in trading U. S.-listed options contracts. For information regarding working definitions of “U. S. Person” as that term is used in this Chart, please contact Katten Muchin Rosenman LLP.

“Eligible Option”: As used in this Chart, in accordance with SEC no-action letters, the term “Eligible Option” means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Foreign Options Market. A “Foreign Options Market” means a non-U. S. derivatives market: (1) on which Eligible Options trade; and (2) that is an organized exchange operated and regulated outside the United States. See LIFFE A&M and Class Relief, SEC No-Action Letter (Jul. 1, 2013) available here.

2 The CFTC No-Action Letter also applies to BM&F Bovespa’s “Ibovespa Rollover” and “Forward Points on the Ibovespa” transações.

3 The index is included in the CFTC’s and SEC’s joint order dated May 31, 2002, extending the exclusion of such index from the definition of “narrow-based security index” under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the “Joint Order”). Foreign futures contracts or options on futures contracts on “narrow-based securities indexes” may not be offered or sold to U. S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (“CFMA”) on December 21, 2000, to continue to be offered and sold to U. S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire.

4 Bclear allows members to submit an option contract on a non-U. S. security that has been negotiated and completed as an over-the-counter (OTC) transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract. LIFFE members that intend to offer or sell such products to U. S. Persons must satisfy the following conditions: (i) Bclear services may only be offered to a U. S. person that qualifies as an Eligible U. S. Institution (see above); (ii) the LIFFE member must obtain and maintain certain representations from the customer; and (iii) before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE. For additional information on these conditions, see LIFFE London Notice No. 3732. LIFFE maintains a list of Eligible Options, which includes (1) LIFFE individual equity options based on the securities of non-U. S. issuers and (2) LIFFE index options based on indexes that contain no component securities of U. S. issuers. The list of Eligible Options may be accessed here.

5 The SEC also has approved for Eligible U. S. Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities where those options are now or in the future listed on Eurex. Options on equities issued in any other country have not been approved at this time for trading by U. S. Persons on Eurex.

6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange’s KOSPI 200 Options (with strike prices, expiries, put/call and premiums) at the start of the next trading session on the Korean Exchange.

7 Pursuant to Eurex Circular 281/11, the Dow Jones STOXX 600 Personal & Household Goods Sector will no longer be tradable on Eurex trading terminals in the United States. after the close of business on February 29, 2012. The previously issued no-action letter approving such product for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn.

8 Pursuant to Eurex Circular 260/11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the United States; see also Eurex Circular 281/11. The previously issued no-action letter approving such product for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) has not been withdrawn.

9 Additional restrictions apply to the trading of these products by U. S. Persons.

12 The RDX USD Index futures and options contracts have not been approved for sale to U. S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD – RDX Extended Index futures contract) for sale to U. S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract.

13 The Istanbul Stock Exchange (ISE) is now part of the Borsa Istanbul (BIST). As such, references to ISE 30 have been changed to BIST 30 on VIOP’s trading platform and the CFTC’s website.

For the definitions of “Eligible U. S. Institution” and “Eligible Option” and for other explanatory information, please see the endnotes at the end of this table. 33.

14 The London Stock Exchange offers options on Russian equity products through its International Order Book. Providing all applicable conditions are met, Eligible U. S. Institutions may trade these options through the Bclear service offered by LIFFE. See Footnote 4.

15 ICE Futures Europe listed the following non-U. S. stock exchanges in its claim for class relief: Borsa Italiana, Cophenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange.

Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP.

Foreign Listed Stock Index - Futures and Options Approvals.

Katten Muchin Rosenman LLP’s Foreign Listed Stock Index Futures and Options Approvals Chart(Approvals Chart), current as of November 8, 2013 , is now available online. All prior versions are superseded and should be discarded.

Please note the following developments since we distributed the last Approvals Chart:

(1) The CFTC has approved the following contracts for trading by U. S. persons.

(i) Bombay Stock Exchange’s futures contract based on the S&P BSE 100 Index;

(ii) Hong Kong Futures Exchange’s futures contract based on the CES China 120 Index;

(iii) Hong Kong Futures Exchange’s futures contract based on the HSI Volatility Index;

(iv) NYSE Euronext’s mini futures contract based on the CAC40 Index; e.

(v) NYSE Euronext’s mini futures contract based on the AEX Index.

(2) The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart.

Notícias Forex on-line Barbacena

Wednesday 18 April 2018

Gráfico de aprovações de futuros e índices de ações indexadas no mercado estrangeiro

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